Corporate Structuring • MCA Compliance • Business Registration

Business Registration
in India: The Complete Treatise.

An exhaustive legal treatise on business structuring in India, designed for entrepreneurs, corporate professionals, and legal practitioners. This guide provides a deep analysis of all major business structures—from incorporated entities like Private Limited Companies (Section 2(68), Companies Act, 2013), One Person Companies (Section 2(62)), and Limited Liability Partnerships (LLP Act, 2008) to unincorporated formations including Partnership Firms (Indian Partnership Act, 1932) and Sole Proprietorships (governed by license stacks under Udyam, Shop & Establishment Acts).

Beyond basic registration, we cover the full lifecycle: SPICe+ and AGILE-PRO-S workflows for company incorporation (with 10 integrated registrations including PAN, TAN, GSTIN, EPFO, ESIC), state-wise Stamp Duty analysis, post-incorporation "Day Zero" compliances (INC-20A within 180 days, First Auditor appointment, Share Certificate issuance), Annual Compliance Calendars (MGT-7, AOC-4, DIR-3 KYC with exact deadlines and penalties), and Tax Comparison across structures (including Section 115BAA/BAB concessional rates and abolished DDT implications).

Special sections address nuanced legal rules: the Resident Director requirement (Section 149(3) - 182 days), FEMA Land Border Countries Rule (Press Note 3/2020), common SPICe+ rejection reasons, Small Company benefits (₹10Cr/₹100Cr thresholds), Foreign National requirements (Apostille and Notarization), and specialized entity types including Section 8 Companies (Non-Profit), Nidhi Companies (Section 406), and Producer Companies (Agrarian sector). For Partnership and Proprietorship, we detail Section 69 suing disability, Partnership Deed mandatory clauses, Udyam Registration benefits, and the unlimited liability reality.

A Word of Counsel Before You Proceed

The choice of business structure is not merely a formality—it is a foundational decision that will determine your compliance burden, tax liability, fundraising ability, and personal risk exposure for years to come. Each structure carries distinct regulatory obligations. A Private Limited Company requires mandatory statutory audits, quarterly board meetings, and annual filings regardless of turnover. An LLP, while lighter, still demands timely Form 8 and Form 11 submissions with penalties for delay.

Do not rush this decision. If you are starting a business, take time to understand your operational model, funding needs, exit strategy, and risk tolerance. The "easiest" structure today may become the most burdensome tomorrow. Converting between structures later (e.g., Partnership to LLP, or LLP to Pvt Ltd) is legally complex, expensive, and may trigger capital gains tax implications.

We strongly recommend consulting with a qualified professional—a Company Secretary, Chartered Accountant, or Corporate Lawyer—before making your final decision.

01

Select Your Business Structure

Private Limited Company

The Vehicle for Equity & Scale

Governing Law
Companies Act, 2013 (Section 2(68))

The gold standard for high-growth businesses seeking external equity funding. The corporate veil protects personal assets of directors and shareholders from company debts. No statutory minimum paid-up capital requirement (₹10,000 to ₹1,00,000 is standard).

Members
2 Members
Max Members
200 Members
Liability
Limited to unpaid shares
Audit
Mandatory (Section 139)

Key Advantages

  • Limited Liability: Personal assets protected from corporate debt (subject to no fraud).
  • ESOP Capability: Only structure allowing Employee Stock Option Plans (Section 62).
  • VC/PE Friendly: Allows diverse share classes, SHAs with exit strategies and anti-dilution rights.
  • Perpetual Succession: Company continues regardless of member changes.

Critical Cautions

  • Mandatory Audit: Statutory audit compulsory irrespective of turnover or profit (Section 139).
  • Public Disclosure: Financial statements (AOC-4) and Annual Returns (MGT-7) are public documents.
  • Board Meetings: Minimum 4 board meetings annually required.
  • Share Transfer Restrictions: Cannot freely transfer shares; subject to Articles.
02

Documents Required

For Private Limited Company
PAN Card of all Directors (mandatory)
Aadhaar Card / Passport / Voter ID / Driving License (Address Proof)
Passport-size photograph of all Directors
Class 3 Digital Signature Certificate (DSC) for all Directors
Electricity Bill / Gas Bill (< 2 months old) of Registered Office
No Objection Certificate (NOC) from Premises Owner
Rent Agreement (if rented premises)
Consent of Nominee (Form INC-3) for OPC only
03

Step-by-Step Registration Process

For Private Limited Company
01

Obtain Class 3 DSC

All proposed Directors must procure a Class 3 Digital Signature Certificate from a licensed Certifying Authority (eMudhra, Capricorn, Sify). Requires video-verification KYC.

Note: CRITICAL: Name in PAN must exactly match Aadhaar. Any mismatch leads to DIN rejection.
02

Name Reservation (SPICe+ Part A / RUN)

File for name approval. Propose up to 2 names. System checks against existing names and trademarks. Name reserved for 20 days if approved. Fee: ₹1,000 if filed separately.

Note: Names phonetically similar to existing companies will be rejected (Rule 8).
03

Draft eMoA (INC-33) & eAoA (INC-34)

eMoA defines objects (must align with NIC code). eAoA defines internal bylaws—meetings, share transfers, board proceedings.

04

File SPICe+ Part B & AGILE-PRO-S

Comprehensive form capturing registered office, subscribers, directors, capital structure. AGILE-PRO-S handles GST, EPFO, ESIC, Bank Account, Professional Tax registrations.

05

Pay Stamp Duty & Fees

Pay applicable MCA fees and state-specific Stamp Duty online. For Authorized Capital ≤ ₹15 Lakhs, MCA filing fee is NIL (Zero Fee Initiative).

06

Certificate of Incorporation (COI)

Central Registration Centre (CRC) issues COI with Corporate Identity Number (CIN). Company is now a distinct legal person with PAN, TAN, GSTIN issued simultaneously.

04

Fees & Cost Structure

For Private Limited Company
ItemAmount
MCA Filing Fee (Authorized Capital ≤ ₹15L)NIL (Zero Fee)
MCA Filing Fee (₹15L - ₹50L)₹2,000 + ₹200/₹10K
DSC (per Director)₹1,500 - ₹3,000
Stamp Duty (State-specific)Varies (See below)
PAN/TANIncluded

State-wise Stamp Duty (for ₹1 Lakh Authorized Capital)

StateMoAAoARemark
Delhi₹2000.15% (Min ₹1,000)Low-cost jurisdiction
Haryana₹60₹60Extremely low cost
Maharashtra₹1,000/₹5L0.2% - 0.5%Higher initial cost
Karnataka₹2,000+ (Slab)VariableHigh cost jurisdiction
Punjab₹5,000+High FixedDiscourages small cap

Insight: Entrepreneurs who are location-agnostic often choose Delhi or Haryana over Punjab or Karnataka to minimize initial Stamp Duty.

05

Practical Tips & Things to Keep in Mind

Practitioner's Intelligence for Private Limited Company

  • Start with Authorized Capital of ₹1-10 Lakhs to minimize stamp duty. You can increase later.
  • Generic names like "Global Solutions" are rejected 90% of the time. Use coined/unique words.
  • The utility bill for registered office must be < 2 months old. Older bills are auto-rejected.
  • Video-KYC for DSC requires PAN-Aadhaar name match. Fix any ID discrepancy FIRST.
  • Virtual offices often fail INC-22 geotagging if they don't provide a physical name board.
06

"Day Zero" Compliances: Avoiding Penalties

The Certificate of Incorporation is NOT the end. The following filings are mandatory within the first 30-180 days.

Form INC-20A (Within 180 Days)

Commencement of Business: Subscribers must deposit capital into bank. Attach bank statement. Without this, company cannot borrow or legally commence business. Non-filing = Strike Off proceedings.

First Auditor (Within 30 Days)

Section 139(6): Board must appoint First Statutory Auditor within 30 days of incorporation. Form ADT-1 filing recommended (though technically optional for first auditor).

Share Certificates (Within 60 Days)

Section 56(4): Issue share certificates to subscribers within 60 days. Stamp duty must be paid. For Pvt Ltd, demat is now mandatory.

INC-22 (If Address Changed)

Geotagging: If incorporated with temporary address, file INC-22 within 30 days. Now requires photo of director outside office with name board.

07

Legal Intelligence: Common Pitfalls & Nuanced Rules

Common SPICe+ Rejection Reasons

1. Vague Object Clauses

Clauses like "To carry on any business as the directors may deem fit" are rejected. Objects must be specific and align with the NIC code selected in SPICe+ Part A.

2. Name Resemblance (Rule 8)

A name phonetically similar to an existing company will be rejected. "Techno Ltd" fails if "Tekno Ltd" exists. Adding "The", "Industry", or "Group" does NOT make it unique.

3. Defective NOC

The NOC must explicitly state: "no objection to the use of the premises as the registered office of the company." Generic rent agreements are insufficient.

Resident Director Rule (Section 149(3))

Every company must have at least one director who stays in India for ≥ 182 days during the financial year.

Newly Incorporated Exception: For companies incorporated mid-year, the requirement is proportionate. If incorporated on Jan 1 (90 days remaining), the director needs ~45 days residency, not 182.

Foreign Subsidiaries: WOS of foreign companies must appoint a local Indian director or a foreign national who meets the 182-day test. MCA is strictly enforcing this post-COVID.

LLPs use DPIN (not DIN). Designated Partners need 120 days residency.

FEMA: Land Border Countries Rule (Press Note 3/2020)

Any investment from a country that shares a land border with India (China, Pakistan, Bangladesh, Nepal, Myanmar, Bhutan, Afghanistan) requires prior Government Approval from the Ministry of Home Affairs.

SPICe+ Part B contains a mandatory declaration. If "Yes", the MHA approval letter must be attached. Failure to disclose = FEMA + Companies Act violation.

AGILE-PRO-S: 10 Integrated Services (Single Window)

The SPICe+ ecosystem now offers 10 integrated registrations in a single workflow. A company is "born" with all these IDs simultaneously:

COI
Certificate of Incorporation
PAN
Permanent Account Number
TAN
Tax Deduction Account
GSTIN
GST Registration (Optional)
DIN
Director Identification
EPFO
Employees' Provident Fund
ESIC
Employees' State Insurance
PT
Profession Tax (MH/KA/WB)
Bank A/c
Integrated Bank Opening
Shop Act
S&E License (Delhi only)
08

Specialized Entity Types

Beyond standard Pvt Ltd, LLP, and OPC, the Companies Act provides for specialized structures for specific purposes:

Section 8 Company

Non-Profit Organization

  • Objective: Promoting commerce, art, science, education, charity, social welfare, religion, environment
  • Profits: Cannot distribute dividends. All income applied to objects only.
  • Privilege: Can use "Foundation", "Association", "Council", "Chamber" instead of "Limited"
  • License: Requires Central Government license

Nidhi Company

Section 406 - Mutual Benefit

  • Function: Borrowing from and lending to members only (thrift/savings)
  • Structure: Must be incorporated as Public Limited Company
  • NOF: Minimum Net Owned Funds of ₹20 Lakhs required
  • Membership: Must enroll 200 members within 1 year
  • Form NDH-4: Must file within 120 days for Nidhi status

Producer Company

Agrarian / Artisanal Sector

  • Focus: Agricultural producers, artisans, craftsmen
  • Rule: 10+ individuals or 2+ producer institutions required
  • Directors: Minimum 5 directors (vs. 2 for Pvt Ltd)
  • Voting: Often single vote per member (cooperative style)
  • Restriction: Can NEVER convert to Public Ltd Company
09

Annual Compliance Calendar

The following are mandatory annual filings. Missing deadlines attracts penalties and can lead to DIN deactivation or company strike-off.

FormDescriptionDeadlinePenalty
AOC-4Filing of Financial StatementsWithin 30 days of AGM₹100/day (max ₹52L)
MGT-7 / MGT-7AAnnual ReturnWithin 60 days of AGM₹100/day (max ₹52L)
DIR-3 KYCDirector KYC (Annual)30th September₹5,000 + DIN deactivation
AGMAnnual General MeetingWithin 6 months of FY end (Sept 30)₹1L (Company) + ₹5K/director
ADT-1Auditor AppointmentWithin 15 days of AGM₹300/day
ITR-6Income Tax Return31st October₹5,000 - ₹10,000
FY 2024-25 Extension: MCA has extended AOC-4, MGT-7 filing deadline to 31st January 2026 without additional fees due to V3 portal transition. DIR-3 KYC extended to 31st October 2025.
10

Taxation Comparison: Which Structure Pays Less?

Entity TypeTax RateEffective RateKey Consideration
Pvt Ltd (New Regime - Sec 115BAA)22% + Surcharge + Cess~25.17%Lowest for companies. No MAT.
Pvt Ltd (Turnover ≤ ₹400Cr)25% + Surcharge + Cess~26-29%Standard rate for most startups
LLP / Partnership Firm30% (Flat) + Cess~31.2%No DDT. Partner share exempt u/s 10(2A)
Proprietorship (New Regime)Slab: 0% to 30%0% - 31.2%Up to ₹12L = NIL (with rebate)
New Manufacturing (Sec 115BAB)15% + Surcharge + Cess~17.16%Lowest rate. For new mfg. cos only.

DDT Abolished (April 2020)

Dividend Distribution Tax is no longer payable by companies. Dividends are now taxed in the hands of shareholders at their slab rates. TDS @ 10% if dividend > ₹5,000.

MAT (Minimum Alternate Tax)

Companies under old regime pay 15% of book profit as MAT if normal tax is lower. Companies opting for Sec 115BAA/BAB are exempt from MAT.

11

"Small Company" Status: Reduced Compliance

Definition (Section 2(85) - Effective Dec 2025)

A Private Limited Company qualifies as a "Small Company" if it satisfies BOTH:

₹10 Crore
Max Paid-up Capital
₹100 Crore
Max Turnover

✅ Benefits for Small Companies

  • • File simplified MGT-7A (not full MGT-7)
  • • No Cash Flow Statement required
  • • Only 2 Board Meetings/year (90-day gap)
  • • 50% reduced penalties for non-compliance
  • • No mandatory auditor rotation
  • • Fast-track merger process
  • • Lower filing fees

❌ Exclusions (Cannot be Small Co.)

  • • Public Companies
  • • Holding or Subsidiary Companies
  • • Section 8 (Non-Profit) Companies
  • • Companies governed by Special Acts
12

Foreign National Directors/Partners: Special Requirements

📄 Document Requirements

  • Passport: Mandatory. Notarized + Apostilled in home country.
  • Address Proof: Utility bill / Bank statement. Notarized + Apostilled.
  • Specimen Signature: Notarized in home country.
  • DSC: Video-KYC with passport verification.

⚠️ Land Border Countries (FEMA)

If the foreign national is from: China, Pakistan, Bangladesh, Nepal, Myanmar, Bhutan, or Afghanistan

  • • Prior Government Approval from MHA required
  • • SPICe+ has mandatory declaration
  • • Attach MHA approval letter
  • • Non-disclosure = FEMA violation

What is Apostille?

Apostille is an international certification that validates documents for use in foreign countries (Hague Convention 1961). Documents must be notarized first, then apostilled by the designated government authority in the home country (e.g., Secretary of State in USA, FCO in UK). Indian authorities will reject non-apostilled foreign documents.

13

When to Go Public: Pvt Ltd vs Public Ltd

Private Limited Company

Section 2(68) - Companies Act, 2013

  • Members: 2-200
  • Directors: Minimum 2
  • Share Transfer: Restricted (via Articles)
  • Public Offer: Prohibited
  • Independent Directors: Not required (most cases)
  • Committees: Not mandatory (most cases)

Public Limited Company

Section 2(71) - Companies Act, 2013

  • Members: Minimum 7, No cap
  • Directors: Minimum 3
  • Share Transfer: Freely transferable
  • Public Offer: Can raise via IPO
  • Independent Directors: Mandatory
  • Committees: Audit, NRC, Stakeholder

2026 Outlook: AI-Driven Scrutiny

The Central Scrutiny Centre (CSC) now employs Artificial Intelligence to analyze filings. Key areas of automated flagging:

GST-MCA Mismatch

Discrepancies between GST returns and MCA financial statements are auto-flagged for inquiry.

Director Overlap

Directors with pending KYC or serving in struck-off companies trigger alerts.

Geotagging Fraud

INC-22 photos are analyzed for metadata. Fake submissions are tracked.

14

Official Government Portals

Structure Your Vision Correctly.

The choice of business structure is foundational. Schedule a consultation with our Corporate Secretarial team to determine the optimal structure for your specific situation.